Category Archives: Standards, Ethics & Regulations (SER)

The Sharing Economy and the Evolution of Crowd-Based Capitalism

Technological advances are reshaping the global economic system and the future of work. At the 70th CFA Institute Annual Conference, Arun Sundararajan shared his findings on how technology is transforming the labor force and business organizations. Read More

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How Can Investment Firms Find their Way to Greatness?

The challenges facing investment professionals looking to build great firms are complex and intricate, but industry leaders agree that it is important to address the issues. Read More

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Sir Paul Tucker Diagnoses Threats to the Success of Financial Capitalism

“You and your clients have a massive stake in the direction of banking reforms,” Sir Paul Tucker told the audience during his presentation at the 70th CFA Institute Annual Conference. Read More

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John L. Bowman, CFA: “Our Work Is Just Beginning”

John L. Bowman, CFA, calls on CFA Institute members to work together in the Americas and globally to build a profession designed to serve investors. Read More

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The Financial Industry Is Ushering in a New Discipline of Ownership

The finance industry has reached a tipping point, according to Stephen Davis, where asset owners are shifting from passive ownership to embracing their roles as responsible stewards for the industry. Read More

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Paul Smith, CFA: Reasons to Believe

Paul Smith, CFA, urges his colleagues to breathe life into the idea of a “new professionalism.” Read More

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Building Long-Term Value: 10 Trends in Asset Stewardship

In Montréal, Rakhi Kumar discussed trends in investor engagement that she has seen in her role as managing director and head of corporate governance at State Street Global Advisors. Read More

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Daniel Goleman: Finance as a Force for Good

Investment professionals across the globe need to take the long view and bend the arc of the future away from being self-focused and toward caring about others, says Daniel Goleman. Read More

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Responsible Investment Is Coming of Age

In the 300 years since John Wesley’s sermon “The Use of Money,” responsible investing has evolved from the moral stance of a few to an approach now widely endorsed by global institutions and hotly pursued by millennials and seasoned advocates alike. So, where will it go from here? Read More

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Paul Smith, CFA: “Let’s Make the World a Better Place for Investors Everywhere”

CFA Institute president and CEO Paul Smith, CFA, issued a rousing call for a more ethical and effective investment profession. He also laid out his vision of where he hopes to lead CFA Institute in the years ahead, offering a road map for how he intends to get there. Read More

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