Standards, Ethics, and Regulations (SER)

14:00–15:00

The Wisdom of Finance: Discovering Humanity in the World of Risk and Return

Convention Hall A │ Level 1

Mizuho Financial Group Professor of Finance, Harvard Business School
Professor of Law, Harvard Law School

Jennifer Hughes, Moderator
Asia Finance Editor
Reuters

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15:30–16:30

Creating a Culture of Compliance and Avoiding Ethical Pitfalls

Mary C. Gentile
Creator/Director, Giving Voice to Values
Professor of Practice, University of Virginia, Darden School of Business

Donald C. Langevoort
Thomas Aquinas Reynolds Professor
Georgetown Law

Lim Siong Guan
Professor
Lee Kuan Yew School of Public Policy, National University of Singapore

James Shipton
Chair
Australian Securities and Investments Commission

Tony Tan, CFA, Moderator
Co-Head, Ethics, Standards, and Professional Conduct
CFA Institute

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